Risk Regulatory Update
/Consultation opens on experience pathway for advisers
FPA and AFA request delay to adviser registration requirements
Consultation opens on experience pathway for advisers
FPA and AFA request delay to adviser registration requirements
FAAA: FPA and AFA merger complete
NobleOak found in breach of standards
APRA remakes life insurance standards without amendments
New CSLR and FAR legislation enters parliament
Levy proposes scrapping SOAs
Votes are in: FPA and AFA are now the FAA
AIA Australia welcomes new management team
FPA farewells GM of policy and advocacy
AFA/FPA merger update
Olive Markets AFSL cancellation upheld by AAT
AIOFP recommendations for managing impact of LIF changes
ASIC: advisers can provide home equity advice
ASIC: Adviser exam fee increase
Westpac/BT class action settlement $29.5m
2023 financial adviser exam dates released, latest exam results in
ASIC urges insurers to review claims payment systems
FPA and AFA seeking feedback on a new name, merger phase 2 in place
Regulatory concerns on premium increases
ASIC starts proceedings against OnePath Life for breaches of utmost good faith
New adviser registration requirement with ASIC
AFA and FPA set merger date
ASIC accepts Lasarith EU
Insignia has licence conditions imposed by regulator
Adviser registration requirement delayed
ASIC inquiry open for submissions
ASIC appeals CBA and CFS conflicted remuneration dismissal
AMP facing $14m in fines
Dixon to pay $7.2m penalty
FPA and AFA to merge, in talks since last year
AFA awards
Sequoia welcomes head of financial planning
AFA announces award finalists
MLC Life appoints CFO
FPA updates Professional Code
ASIC industry funding model discussion paper released
Family violence exemptions for insurers
YFYS review begins
ASIC review of non-disclosure ‘fishing’ in TPD cover continues
Treasury releases Quality of Advice Review proposal
AFA and FPA discussing merger
50% pass rate for July and August adviser exams
AFA Awards nominations open for 2022
MLC Life welcomes chief risk officer
AMP names GM of wealth distribution
Pitcher Partners names eight new partners
Kaplan offers second round of Women in Finance scholarships
The Quality of Advice Review (QAR) is to be published at the end of 2022, with key associations putting forward submissions in support of various industry goals.
Read MoreTAL wins Life Company of the Year award
AFA and FPA want changes to education standards proposal
ASIC completes royal commission into financial services
RI Advice Group to pay $6 million penalty
AFA CEO departs
MLC welcomes new appointments
IAG appointments CRO
Midwinter appoints head of advice sales
Zurich Australia welcomes new hires
CountPlus reappointments CEO and MD
MLC Life welcomes two distribution team members
AFA appoints new president, loses treasurer
FPA announces 2021 Gwen Fletcher Memorial Award
IAG CRO resigns
AFA announces advice award winners
ANZIIF announces Donna Walker Awards
ANZ welcomes new director
Allianz appoints acting CEO
HUB24 appoints chief product officer
AFA appoints CEO
FPA loses head
Zurich appoints head of partnerships, loses group insurance manager
Allianz Partners welcomes CEO
AFCA appoints six ombudsmen, promotes and reshuffles team
CBA’s general manager leaving after 48 years
Zurich appoints country CEO, loses general insurance CEO
AIA Australia welcomes incoming chair
AFA appoints new CEO
FPA CEO leaving
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